Challenge Your Exam Readiness With Our Free Series 24 License Practice Questions

Question # 1

Under Regulation S-P, firms must deliver a privacy notice to customers:

Options:

A.

Only at account opening

B.

Initially and annually thereafter

C.

Every quarter

D.

Upon request only

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Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions