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Question # 9

A firm has multiple branch offices. According to FINRA Rule 3110, how often must each branch be inspected?

Options:

A.

Annually for all branches

B.

Every 2 years for all branches

C.

Annually for supervisory branches, every 3 years for non-supervisory branches

D.

Once every 5 years

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Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions