Challenge Your Exam Readiness With Our Free Series 24 License Practice Questions

Question # 12

When must a new principal register with FINRA before supervising activities?

Options:

A.

Within 30 days after assuming supervisory responsibilities

B.

Prior to engaging in any principal-level supervision

C.

Within 90 days after the appointment

D.

After the firm’s next annual compliance meeting

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Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions