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Question # 10

Which of the following restrictions applies to analysts during the quiet period?

Options:

A.

They may not publish promotional research reports

B.

They may not attend any internal firm meetings

C.

They may not discuss securities markets generally

D.

They may not trade any securities

Viewing question 10 out of 69 questions
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Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions