Challenge Your Exam Readiness With Our Free Series 24 License Practice Questions

Question # 6

A principal fails to approve a new registered representative’s transactions within the required timeframe. Which rule is violated?

Options:

A.

Rule 3110 (Supervision)

B.

Rule 2111 (Suitability)

C.

Rule 2210 (Communications)

D.

SEC Rule 10b-5

Viewing question 6 out of 69 questions
Industry research shows that students who utilize Series 24 License practice tests are significantly more likely to pass exam.


Our free Series 24 License practice questions act as a diagnostic tool to give you a clear snapshot of your Series 24 License readiness. Discover which topics are your strengths and, more importantly, which critical topics require your immediate attention.

Go to Series 24 License Exam Main Page

Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions