Challenge Your Exam Readiness With Our Free Series 24 License Practice Questions

Question # 16

What is the required frequency of independent AML testing for most broker-dealers?

Options:

A.

Monthly

B.

Quarterly

C.

Annually

D.

Every 2 years

Viewing question 16 out of 69 questions
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Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions