Challenge Your Exam Readiness With Our Free Series 24 License Practice Questions

Question # 18

A registered rep recommends a variable annuity without explaining surrender charges. Which obligation is breached?

Options:

A.

Suitability under Rule 2111

B.

Best Execution under Rule 5310

C.

Supervision under Rule 3110

D.

Correspondence under Rule 2210

Viewing question 18 out of 69 questions
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Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions