Challenge Your Exam Readiness With Our Free Series 24 License Practice Questions

Question # 17

A retail investor claims a broker recommended excessive trading. Which rule may apply?

Options:

A.

FINRA Rule 2111 (Suitability)

B.

FINRA Rule 3110 (Supervision)

C.

FINRA Rule 3260 (Churning)

D.

SEC Rule 10b-10

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Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions