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Question # 54

Under FINRA rules, what is the maximum time a firm can hold customer mail if requested in writing?

Options:

A.

2 months for domestic customers, 3 months for foreign customers

B.

3 months for all customers

C.

6 months for all customers

D.

Indefinitely with customer consent

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Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions