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Question # 50

Which of the following must be disclosed in equity research reports under FINRA Rule 2241?

Options:

A.

Analyst’s employment history

B.

Firm’s compensation received from the issuer in the past 12 months

C.

Analyst’s personal investment portfolio

D.

Issuer’s future dividend policy

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Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions