Challenge Your Exam Readiness With Our Free Series 24 License Practice Questions

Question # 49

Which disclosure is required before a firm can exercise discretion in a customer’s account?

Options:

A.

Prospectus

B.

Written power of attorney from the client

C.

Annual financial statement

D.

Verbal consent

Viewing question 49 out of 69 questions
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Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions