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Question # 44

Which of the following must be included in a firm’s Written Supervisory Procedures (WSPs)?

Options:

A.

Marketing plans

B.

Designation of supervisors and their responsibilities

C.

Projected revenue goals

D.

Recruiting policies

Viewing question 44 out of 69 questions
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Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions