Question # 45

Which of the following is considered a retail communication under FINRA Rule 2210?

Options:

A.

Letter to 20 prospective customers in 30 days

B.

Email to 40 retail clients in 30 days

C.

Internal training memo

D.

A phone call with an institutional client

Viewing question 45 out of 69 questions
Industry research shows that students who utilize Series 24 License practice tests are significantly more likely to pass exam.


Our free Series 24 License practice questions act as a diagnostic tool to give you a clear snapshot of your Series 24 License readiness. Discover which topics are your strengths and, more importantly, which critical topics require your immediate attention.