Challenge Your Exam Readiness With Our Free Series 24 License Practice Questions

Question # 58

What is required when a firm receives payment for order flow?

Options:

A.

FINRA pre-approval

B.

Full written disclosure to customers

C.

SEC notification only

D.

No disclosure if amounts are small

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Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions