Free Series 99 License Practice Test Questions

Question # 70

Which of the following best describes an omnibus account?

Options:

Introducing firm provides client details to clearing firm

Consolidated account at the clearing firm without client-level details

Joint account for family members

SIPC-protected individual account

Viewing question 70 out of 75 questions

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Series 99 License Overview

Name	Series 99 License
Code	Series 99 License
Vendor	Finance, Insurance and Real Est
Certification	Financial Industry Regulatory Authority (FINRA)

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