Challenge Your Exam Readiness With Our Free Series 99 License Practice Questions

Question # 74

Which type of account permits both cash and margin transactions and allows securities lending?

Options:

A.

Retirement account

B.

Margin account

C.

Prime brokerage account

D.

Cash account

Viewing question 74 out of 75 questions
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Series 99 License Overview

Name Series 99 License
Code Series 99 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 99 License Questions