Challenge Your Exam Readiness With Our Free Series 99 License Practice Questions

Question # 65

When approving options accounts, firms must collect:

Options:

A.

Customer’s financial information and objectives

B.

Customer’s medical history

C.

Client’s employer’s tax returns

D.

Customer’s voting history

Viewing question 65 out of 75 questions
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Series 99 License Overview

Name Series 99 License
Code Series 99 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 99 License Questions