Challenge Your Exam Readiness With Our Free Series 63 License Practice Questions

Question # 20

An agent’s registration is terminated when they:

Options:

A.

Change employment to another broker-dealer

B.

Take vacation for more than 60 days

C.

Switch from retail to institutional clients

D.

Register in multiple states

Viewing question 20 out of 69 questions
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Series 63 License Overview

Name Series 63 License
Code Series 63 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 63 License Questions