Challenge Your Exam Readiness With Our Free Series 63 License Practice Questions

Question # 15

Which is required to register as an IAR?

Options:

A.

Partner supervising IARs in a state-registered firm

B.

Clerical employee handling only paperwork

C.

Economist publishing general market research

D.

Accountant preparing tax returns only

Viewing question 15 out of 69 questions
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Series 63 License Overview

Name Series 63 License
Code Series 63 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 63 License Questions