Challenge Your Exam Readiness With Our Free Series 63 License Practice Questions

Question # 23

Which civil liability applies for violations under the USA?

Options:

A.

Payment of punitive damages

B.

Refund of purchase price plus interest, minus income received

C.

Double the investment amount

D.

Refund without deductions

Viewing question 23 out of 69 questions
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Series 63 License Overview

Name Series 63 License
Code Series 63 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 63 License Questions