Challenge Your Exam Readiness With Our Free Series 26 License Practice Questions

Question # 8

What is considered selling away?

Options:

A.

Recommending securities approved by the firm

B.

Participating in outside private securities transactions without approval

C.

Selling an ETF through the firm

D.

Making unsolicited client trades

Viewing question 8 out of 68 questions
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Series 26 License Overview

Name Series 26 License
Code Series 26 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 26 License Questions