Challenge Your Exam Readiness With Our Free Series 26 License Practice Questions

Question # 3

What is required for a rep to borrow money from a customer?

Options:

A.

Oral agreement only

B.

Written customer consent and firm approval, subject to certain exceptions

C.

Approval from FINRA

D.

No restrictions apply

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Series 26 License Overview

Name Series 26 License
Code Series 26 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 26 License Questions