Series 26 License Practice Test
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Get exam-style questions, detailed explanations, and realistic timing to master the latest Financial Industry Regulatory Authority (FINRA). Prepare Series 26 License practice test then walk into your Finance, Insurance and Real Est exam with confidence.
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Get a feel for the real exam with our Financial Industry Regulatory Authority (FINRA) practice test.
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Train the way you'll be tested. With the most clinically accurate, expertly written question bank, you’ll build the speed, accuracy, and confidence needed to pass the Series 26 License on your first attempt.
- 1. Practice & Exam modes to switch between learning and testing
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- 3. Instant scoring & feedback to show what you missed and why
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Frequently Asked Questions
What is the FINRA Series 26 exam, and who is it for?
The Series 26 exam qualifies individuals to become entry-level principals. They will supervise representatives who sell mutual funds and variable insurance products like annuities.
Who is eligible to take the Series 26 exam?
To be eligible, a person must be associated with and sponsored by a FINRA member firm. This means you need to work for a registered securities firm to take this test.
What are the prerequisites for the Series 26 exam?
Before taking the Series 26, candidates must pass two other exams. These are the Securities Industry Essentials (SIE) and either the Series 6 or Series 7 representative exam.
What are the main topics covered on the Series 26 exam?
The main topics are supervising sales activities, personnel management, and overseeing business compliance. These ensure principals can manage representatives and firm rules properly.
How should I prepare for the Series 26 exam?
Preparation requires studying the official exam outline and industry rules. Many candidates use textbooks, Prephow practice questions, and formal review classes for effective study.
What activities am I allowed to supervise with a Series 26 license?
A Series 26 principal can supervise the sale of mutual funds, variable annuities, and variable life insurance. They also oversee related sales practices and advertising for these products.
What job roles typically require a Series 26 license?
This license is needed for roles like a branch manager or compliance officer at firms. These firms specialize in selling mutual funds, variable annuities, or college savings plans.
How long is my Series 26 qualification valid?
The qualification remains valid as long as you are employed by a sponsoring firm. If you leave the industry for over two years, you typically must retake the exam.
Is the Series 26 exam updated for new rules and regulations?
Yes, FINRA updates its exams to reflect new rules. Principals must also complete continuing education to stay current on regulatory changes after licensing.