Challenge Your Exam Readiness With Our Free Series 26 License Practice Questions

Question # 45

A registered representative executes a trade based on inside information. What is the supervisor’s duty?

Options:

A.

File a Suspicious Activity Report (SAR)

B.

Ignore the trade if profitable for the client

C.

Approve the transaction

D.

Reassign the client’s account

Viewing question 45 out of 68 questions
Industry research shows that students who utilize Series 26 License practice tests are significantly more likely to pass exam.


Our free Series 26 License practice questions act as a diagnostic tool to give you a clear snapshot of your Series 26 License readiness. Discover which topics are your strengths and, more importantly, which critical topics require your immediate attention.

Go to Series 26 License Exam Main Page

Series 26 License Overview

Name Series 26 License
Code Series 26 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 26 License Questions