Challenge Your Exam Readiness With Our Free Series 26 License Practice Questions

Question # 40

Which rule requires firms to supervise electronic communications such as emails and texts?

Options:

A.

FINRA Rule 3110

B.

FINRA Rule 2210

C.

SEC Rule 15c3-3

D.

Regulation D

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Series 26 License Overview

Name Series 26 License
Code Series 26 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 26 License Questions