Challenge Your Exam Readiness With Our Free Series 26 License Practice Questions

Question # 28

What action must a firm take if a rep becomes statutorily disqualified?

Options:

A.

Assign additional training

B.

Immediately terminate or file eligibility request with FINRA

C.

Permit continued activities if supervised

D.

Wait until the next audit

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Series 26 License Overview

Name Series 26 License
Code Series 26 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 26 License Questions