Challenge Your Exam Readiness With Our Free Series 26 License Practice Questions

Question # 24

How often must firms conduct an independent AML test?

Options:

A.

Quarterly

B.

Annually (or every 2 years for certain firms)

C.

Every 5 years

D.

Semi-annually

Viewing question 24 out of 68 questions
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Series 26 License Overview

Name Series 26 License
Code Series 26 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 26 License Questions