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Question # 37

Which of the following is the primary role of the Options Clearing Corporation (OCC)?

Options:

A.

To regulate options exchanges

B.

To act as guarantor and issuer of all listed options contracts

C.

To provide insurance coverage for option investors

D.

To manage margin requirements for stock exchanges

Viewing question 37 out of 75 questions
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Series 99 License Overview

Name Series 99 License
Code Series 99 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 99 License Questions