Challenge Your Exam Readiness With Our Free Series 99 License Practice Questions

Question # 32

If a firm representative uses nonpublic earnings information to recommend trades, this is an example of:

Options:

A.

Front running

B.

Insider trading

C.

Selling away

D.

Outside business activity

Viewing question 32 out of 75 questions
Industry research shows that students who utilize Series 99 License practice tests are significantly more likely to pass exam.


Our free Series 99 License practice questions act as a diagnostic tool to give you a clear snapshot of your Series 99 License readiness. Discover which topics are your strengths and, more importantly, which critical topics require your immediate attention.

Go to Series 99 License Exam Main Page

Series 99 License Overview

Name Series 99 License
Code Series 99 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 99 License Questions