Free Series 99 License Practice Test Questions

Question # 28

Which of the following best describes “churning”?

Options:

Executing excessive transactions in a customer account for commissions

Selling away to private investors

Insider trading using MNPI

Delaying trade reporting intentionally

Viewing question 28 out of 75 questions

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Series 99 License Overview

Name	Series 99 License
Code	Series 99 License
Vendor	Finance, Insurance and Real Est
Certification	Financial Industry Regulatory Authority (FINRA)

Series 99 License Questions

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