Challenge Your Exam Readiness With Our Free Series 7 License Practice Questions

Question # 30

Which is classified as correspondence under FINRA rules?

Options:

A.

Letter to 15 retail investors

B.

Email to 50 prospects

C.

Handout to 200 attendees

D.

Social media profile

Viewing question 30 out of 68 questions
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Series 7 License Overview

Name Series 7 License
Code Series 7 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 7 License Questions