A registered rep is drafting a prospecting email to retail clients about a new bond fund. Which approach BEST aligns with FINRA communications standards when contacting prospects?
Our free Series 7 License practice questions act as a diagnostic tool to give you a clear snapshot of your Series 7 License readiness. Discover which topics are your strengths and, more importantly, which critical topics require your immediate attention.
| Name | Series 7 License |
| Code | Series 7 License |
| Vendor | Finance, Insurance and Real Est |
| Certification | Financial Industry Regulatory Authority (FINRA) |