Challenge Your Exam Readiness With Our Free Series 66 License Practice Questions

Question # 61

Which pooled investment is traded on exchanges and may trade at a premium or discount to NAV?

Options:

A.

Open-end mutual fund

B.

Closed-end fund

C.

Unit investment trust

D.

Hedge fund

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Series 66 License Overview

Name Series 66 License
Code Series 66 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 66 License Questions