Series 66 License Practice Test
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Get exam-style questions, detailed explanations, and realistic timing to master the latest Financial Industry Regulatory Authority (FINRA). Prepare Series 66 License practice test then walk into your Finance, Insurance and Real Est exam with confidence.
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Why Choose PrepHOW for Series 66 License Practice Questions
Train the way you'll be tested. With the most clinically accurate, expertly written question bank, you’ll build the speed, accuracy, and confidence needed to pass the Series 66 License on your first attempt.
- 1. Practice & Exam modes to switch between learning and testing
- 2. Detailed answer explanations for every question
- 3. Instant scoring & feedback to show what you missed and why
- 4. Smart dashboard to track strengths, weaknesses, and progress
- 5. Study anywhere with mobile-friendly design
- 6. Updated Series 66 License questions bank to match the latest exam changes
- 7. Free practice test to start - no credit card required
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Frequently Asked Questions
What is the FINRA Series 66 exam?
The Series 66, formally known as the Uniform Combined State Law Exam, is a licensing exam for individuals who wish to work as both Investment Adviser Representatives (IARs) and securities agents. It combines the knowledge required for state-level securities law and investment advisory principles.
Who administers and creates the Series 66 exam?
The exam is developed by the North American Securities Administrators Association (NASAA) and is administered by the Financial Industry Regulatory Authority (FINRA).
How do I register for the Series 66 exam?
If you are employed by a FINRA member firm, they will typically register you. If you are not, you can open an enrollment window via FINRA’s Test Enrollment Services System (TESS).
What are the main topics covered on the exam?
The exam content is divided into four sections :
- Economic Factors and Business Information (5-8%): Financial reporting, ratios, and risk.
- Investment Vehicle Characteristics (17-20%): Stocks, bonds, mutual funds, ETFs, annuities, and alternative investments.
- Client Investment Recommendations and Strategies (30%): Portfolio management, tax considerations, retirement plans, and suitability.
- Laws, Regulations, and Guidelines (45%): State and federal securities acts, ethics, fiduciary duties, and prohibited practices.
How should I prepare for the Series 66 exam?
Effective preparation includes using a comprehensive study guide, a structured test prep program, and most importantly, taking many full-length, use Prephow Series 66 practice questions to build stamina and identify weak areas.
What kind of job roles require a Series 66 license?
This license is primarily required for professionals who act as Investment Adviser Representatives (IARs) for state-registered advisory firms and who also wish to conduct securities transactions. It's common for financial advisors, wealth managers, and financial planners whose firms require them to offer both advisory and brokerage services.
What are the Continuing Education (CE) requirements after I pass?
Investment Adviser Representatives (IARs) are subject to NASAA's CE requirements, which include both a Products and Practices component and an Ethics and Professional Responsibility component.
What is the Exam Validity Extension Program (EVEP)?
For states that adopt the rule, this NASAA program allows individuals to maintain the validity of their Series 66 qualification by completing annual Continuing Education (CE) requirements for up to five years, similar to FINRA's MQP.