Challenge Your Exam Readiness With Our Free Series 6 License Practice Questions

Question # 14

Which of the following is a characteristic of closed-end funds?

Options:

A.

Continuously issued shares

B.

Shares redeemable at NAV

C.

Traded on exchanges at market prices

D.

Daily pricing only at NAV

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Series 6 License Overview

Name Series 6 License
Code Series 6 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 6 License Questions