Challenge Your Exam Readiness With Our Free Series 6 License Practice Questions

Question # 9

Which of the following is true about margin accounts under Series 6 scope?

Options:

A.

Series 6 representatives may open and trade margin accounts.

B.

Series 6 representatives may not engage in margin transactions.

C.

Margin accounts require SEC approval.

D.

Margin accounts are the same as cash accounts.

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Series 6 License Overview

Name Series 6 License
Code Series 6 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 6 License Questions