Challenge Your Exam Readiness With Our Free Series 26 License Practice Questions

Question # 59

Which of the following requires Form BD amendment?

Options:

A.

Customer address change

B.

Branch relocation

C.

Ownership change in the broker-dealer

D.

Rep disciplinary action

Viewing question 59 out of 68 questions
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Series 26 License Overview

Name Series 26 License
Code Series 26 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 26 License Questions