Challenge Your Exam Readiness With Our Free Series 26 License Practice Questions

Question # 34

A representative recommends frequent trading in a fee-based account. What must the supervisor evaluate?

Options:

A.

Commission revenue

B.

Whether fee-based account is cost-effective and suitable for client

C.

The rep’s sales quota

D.

Firm profitability

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Series 26 License Overview

Name Series 26 License
Code Series 26 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 26 License Questions