Challenge Your Exam Readiness With Our Free Series 26 License Practice Questions

Question # 16

Which department within FINRA handles registration filings (U4/U5)?

Options:

A.

Advertising Regulation

B.

Registration and Disclosure (RAD)

C.

Enforcement

D.

Market Regulation

Viewing question 16 out of 68 questions
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Series 26 License Overview

Name Series 26 License
Code Series 26 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 26 License Questions