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Question # 36

A broker-dealer is required to file its annual audited financial statements with FINRA no later than:

Options:

A.

30 days after the firm’s fiscal year-end

B.

60 days after the firm’s fiscal year-end

C.

90 days after the firm’s fiscal year-end

D.

120 days after the firm’s fiscal year-end

Viewing question 36 out of 69 questions
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Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions