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Question # 31

A retail customer receives a margin call and fails to meet it within the required time. What action must the firm take?

Options:

A.

Extend the deadline indefinitely

B.

Restrict the account to sell-only until resolved

C.

Freeze the account for 90 days

D.

Close the account immediately

Viewing question 31 out of 69 questions
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Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions