Challenge Your Exam Readiness With Our Free Series 24 License Practice Questions

Question # 29

Which of the following prohibits trading ahead of customer limit orders?

Options:

A.

SEC Rule 10b-5

B.

FINRA Rule 5320

C.

FINRA Rule 4512

D.

MSRB Rule G-15

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Series 24 License Overview

Name Series 24 License
Code Series 24 License
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

Series 24 License Questions