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Question # 41

Which of the following is true of discretionary accounts?

Options:

A.

Written client authorization and principal approval are required

B.

Only oral authorization is required

C.

They apply only to margin accounts

D.

They allow unlimited gifts to clients

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FINRA Series Overview

Name FINRA Series
Code FINRA Series
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

FINRA Series Questions