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Question # 40

Which of the following is NOT required to open an individual account?

Options:

A.

Customer’s employment status

B.

Customer’s date of birth

C.

Net worth and annual income

D.

Spouse’s educational history

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FINRA Series Overview

Name FINRA Series
Code FINRA Series
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

FINRA Series Questions