Free SIE Practice Test Questions | Securities Industry Essentials (SIE)

Question # 67

Which of the following best describes the fourth market?

Options:

OTC trading of exchange-listed securities

Trading directly between institutions without broker-dealers

IPOs sold to the public for the first time

Trading municipal bonds between dealers

Viewing question 67 out of 72 questions

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SIE Overview

Name	Securities Industry Essentials (SIE)
Code	SIE
Vendor	Finance, Insurance and Real Est
Certification	Financial Industry Regulatory Authority (FINRA)

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