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Question # 6

Which product exposes investors to both market risk and credit risk of the issuing bank?

Options:

A.

Exchange-traded fund (ETF)

B.

Exchange-traded note (ETN)

C.

Treasury note

D.

Open-end mutual fund

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SIE Overview

Name Securities Industry Essentials (SIE)
Code SIE
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

SIE Questions