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Question # 59

Under FINRA rules, how often must customer account information be updated or confirmed in writing?

Options:

A.

Annually

B.

Every 18 months

C.

Every 36 months

D.

Only when the customer initiates changes

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SIE Overview

Name Securities Industry Essentials (SIE)
Code SIE
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

SIE Questions