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Question # 48

Which of the following best describes a primary market transaction?

Options:

A.

An investor sells stock to another investor on the NYSE

B.

A mutual fund manager rebalances by selling ETF shares

C.

A corporation issues new shares to raise capital

D.

A dealer buys bonds from another dealer in the secondary market

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SIE Overview

Name Securities Industry Essentials (SIE)
Code SIE
Vendor Finance, Insurance and Real Est
Certification Financial Industry Regulatory Authority (FINRA)

SIE Questions