Free SIE Practice Test Questions | Securities Industry Essentials (SIE)

Question # 33

Which of the following would be considered a systemic risk?

Options:

A company defaults on its bonds

A natural disaster impacts a single city

A nationwide banking crisis

A brokerage firm mismanages client accounts

Viewing question 33 out of 72 questions

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SIE Overview

Name	Securities Industry Essentials (SIE)
Code	SIE
Vendor	Finance, Insurance and Real Est
Certification	Financial Industry Regulatory Authority (FINRA)

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