Question # 27

Which of the following securities is considered an exempt security under the Securities Act of 1933?

Options:

A.

Corporate debenture

B.

Municipal general obligation bond

C.

Preferred stock

D.

Common stock

Viewing question 27 out of 72 questions
Industry research shows that students who utilize SIE practice tests are significantly more likely to pass exam.


Our free SIE practice questions act as a diagnostic tool to give you a clear snapshot of your Securities Industry Essentials (SIE) readiness. Discover which topics are your strengths and, more importantly, which critical topics require your immediate attention.